Product Compliance Specialist

Responsibilities:

• Provide end-to-end compliance control coverage for business unit product launches, new features, maintenance, and support to implement country product restrictions.
• Generate compliance plans with joint efforts from cross functions to ensure it is managed in accordance with the BU’s objectives, and that best practices are embedded in the products and services.
• Work closely with Compliance SMEs and local/regional MLROs to ensure controls are in place, testing is complete and the business can launch on time and in line with regulatory requirements.
• Participate in daily and weekly meetings for BUs that need to meet regulatory and external partner commitments and support Master Service Agreement negotiations and implementation.
• Review and implement regulatory changes and provide training to the business as required.
• Analyze regulatory developments that have an impact on product offerings.

Requirements

• 5+ plus years financial regulatory industry experience, preferably at a crypto native business, fintech, broker-dealer, investment adviser, asset manager, or bank holding company
• 5+ years in a compliance, control, or risk management role
• Demonstrated experience supporting new product launches within the financial services industry
• Up to date knowledge of recent regulatory developments
• Excellent communication skills, both oral and written
• Demonstrated experience working independently and prioritizing multiple projects based on regulatory risk and business needs. An interest in Web3 and understanding of current regulatory narratives.